Form CRS: Customer Relationship Summary
Aull & Monroe values you as a client and respects your right to privacy. Under no circumstances do we sell your name or other information to anyone.
How We Gather Information:
In order to provide you with the highest quality service, we gather certain personal information about you and your financial situation. This information includes data collected when we initially meet with you as well as any data required to establish account relationships with third-party custodians, such as name, address, social security number, date of birth, etc.
Sharing Information with Non-affiliated Third Parties:
We do not disclose any of this nonpublic personal information about you or former clients to unaffiliated third parties, except as permitted by law. When necessary to provide all of the services you request on your account, we may provide nonpublic personal information about you to certain related third parties, such as broker/dealers that serve or may serve as the custodian of your account, or that may effect securities transactions on your behalf or tax professionals. Such disclosure is only made in order to fulfill our duties in fully servicing your account.
Procedural Safeguards and Security of your Information:
It is our policy to protect the confidentiality, security, and integrity of nonpublic personal information. We, therefore, restrict access to this information to those employees who need to know that information in order to provide services to you. We maintain physical, electronic and procedural safeguards to guard your nonpublic personal information.
Aull & Monroe also has the duty to protect any "consumer report information" through proper disposal. Any physical documents containing client information is shredded in order to protect unauthorized access or use. In addition, electronic files containing client personal information are password-protected to protect against unauthorized access, and disposal of electronic media is handled by the erasure of files so that information cannot practicably be read or reconstructed.
We reserve the right to change this Privacy Statement and Policy as necessary. If you have any questions regarding this Policy, please contact our Chief Compliance Officer at (251) 342-3339.
Aull & Monroe Investment Management Corp. ("Aull & Monroe") is a fee-only SEC-registered investment advisor located in Mobile, Alabama.
Aull & Monroe and its representatives are only permitted to transact business in those states in which they are properly registered/notice filed, or qualify for an exemption from registration/notice filing requirements. In no way is this site intended as a solicitation or offer to sell investment advisory services in a jurisdiction in which it would be prohibited by applicable law.
The information contained on this website is intended to provide general information regarding Aull & Monroe and the investment advisory services provided by them. This site is not intended to provide any financial, investment, legal, accounting or tax advice and should not be construed as such. Accordingly, any information or publication contained on this website should not be interpreted by any consumer and/or prospective client as an attempt by Aull & Monroe to provide recommendations to effect securities transactions or to be used as a substitute for personalized investment advice. Aull & Monroe, its officers, directors, partners or employees, shall not be responsible for any unfavorable reliance placed upon the site or its contents whatsoever.
Aull & Monroe does not make any representation as to the accuracy of information contained in this website that is prepared by an unaffiliated third party, whether linked to Aull & Monroe’s website or incorporated herein. Likewise, any direct link to another site or information incorporated herein should not be construed as an endorsement to such company or product, but rather all such information is provided solely for convenience purposes.